What products are supported for Shares Transfer In?

Only US Exchange listed Stocks and Exchange-Traded Funds (“ETFs”) are supported for Shares Transfer In.

The following are not supported for Shares Transfer In from another brokerage:

1. Cash (Monies)

2. OTC Symbols

3. Options Position

4. Stocks and ETFs listed out of the US (E.g. HK Market Shares)

5. Fractional Shares in the US Market

6. Penny Stocks

Note:
Penny Stocks include US Exchange listed Stocks and ETFs with a prior day closing price less than USD 5, or a market capitalization less than USD 300 million.